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Charles E. Cain

Assistant Director, Foreign Corrupt Practices Act Unit, Division of Enforcement
U.S. Securities and Exchange Commission

Charles E. Cain

During his tenure with the SEC, Charles Cain has been responsible for numerous significant investigations and cases across a broad range of areas, including financial fraud, insider trading, Foreign Corrupt Practices Act, offering fraud, market manipulation, prime bank fraud, and broker dealer practices. Before joining the SEC in 1999, he worked in private practice focusing on complex civil litigation.