Ethics and Compliance Enforcement Decisions – the Information Gap
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Authors:
Jeffrey M. Kaplan
Ronald E. Berenbeim -
Publication Date:
June 2009 -
Report Number:
A-0310-09-EA
Senior executives and corporate directors want to know whether companies have "received credit" (i.e., avoided prosecution or obtained sentence reductions) for having effective ethics and compliance programs - but such information is in short supply.