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Executive Action Reports

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Ethics and Compliance Enforcement Decisions – the Information Gap
Authors:  Ronald E. Berenbeim, Jeffrey M. Kaplan
Publication Date:  June 2009
Report Number:  A-0310-09-EA
File size: 126KB

This report is available only to members.

 

Senior executives and corporate directors want to know whether companies have "received credit" (i.e., avoided prosecution or obtained sentence reductions) for having effective ethics and compliance programs - but such information is in short supply.