Ethics and Compliance

Executive Action Reports

Ethics and Compliance Enforcement Decisions – the Information Gap Authors:  Ronald E. Berenbeim, Jeffrey M. Kaplan Publication Date:  June 2009 Report Number:  A-0310-09-EA This report is available for download only to members.

Senior executives and corporate directors want to know whether companies have "received credit" (i.e., avoided prosecution or obtained sentence reductions) for having effective ethics and compliance programs - but such information is in short supply.