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Ethics and Compliance

The New Era of Corporate Ethics and Compliance

October 6 – October 7, 2004
Intercontinental, The Barclay
New York, NY

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October 6, 2004  — Workshop I: Introduction to Ethics and Compliance Program Management
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October 7, 2004  — Workshop II: Risk Assessment, Risk Management and Measuring Program Effectiveness
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Topics to be Addressed October 6, 2004

  • Introduction to Ethics and Compliance Program Management
  • Risk Assessment
  • Infrastructure without Bureaucracy
  • Codes of Conduct and Compliance Policies
  • Communication and Training that Works
  • Hotlines, Helplines, and Investigations
  • Monitoring and Program Assessment